R  I  V  E  R   P  O  I  N  T 

R  E  P  O  R  T

 

 

  February 2006

 

  Bernanke delivers his first economic report to Congress.

 

Federal Reserve Chairman Ben Bernanke made his debut before Congress on Wednesday, February 15, 2006, and demonstrated his continuity with Alan Greenspan’s interest rate policies. However, unlike his predecessor, he often gave succinct and blunt answers to questions from members of Congress and refused to comment on many politically contentious issues.

 

When asked whether an “inverted” yield curve foreshadows a recession, Mr. Bernanke responded, “the inverted yield curve is not signaling a slowdown.” When Mr. Greenspan was asked the same question in late 2005, he responded “history suggests that that is usually or has been a forward indicator for softening economic activity. . . .I suspect, however, that we have changed the structure of the flow of funds and the relationships amongst the various interest rate tranches by maturity such that I’m not sure what such a configuration . . . would mean.”

 

At RiverPoint, we are appreciative of Mr. Bernanke’s short and candid responses.  We agree that the inverted yield curve is not signaling an economic slowdown at the present.  However, we do believe that the economy is likely to slow during the second half of the year and into 2007.

 

When asked about Social Security, President Bush’s tax cuts and many other politically sensitive questions, Mr. Bernanke indicated that it was not appropriate for the central bank chief to comment on such non-monetary policy issues. We agree.  And when asked by Alabama Representative Artur Davis “whether tax cuts ought to take into consideration the impact on income inequality,” Mr. Bernanke responded, “These are value judgments. There’s no scientific way to answer your question. . . .This is what the people have elected you to do, and clearly it’s your responsibility.”

 

Back to monetary policy and the economy, Mr. Bernanke did indicate that the economy has snapped out of its year-end slowdown, and recent business activity suggests the economy remains on track although inflation and other risks persist. The Federal Reserve expects the economy to grow around 3.5% in 2006 and just over 3% in 2007. Bernanke made it clear that fighting inflation was a top priority and that “stable prices promote long-term economic growth by allowing households and firms to make economic decisions.” The Fed expects inflation to average around 2% this year and next, excluding food and energy.

 

All in all, we believe the new Federal Reserve chairman did a nice job and clearly distinguished himself as his own person.  The financial markets reacted positively to his comments as the Dow Jones Industrial Average broke through 11,000 for the first time since 2001.  The next Federal Reserve meeting is scheduled for March 27th and 28th at which time we expect the Fed to raise interest rates for the 15th consecutive time.  At RiverPoint Capital Management, we are forecasting for the Federal Reserve to raise interest at the next two meetings bringing the federal funds rate to 5%. After that, unless economic activity strengthens significantly, we would expect the Feds to move to the sidelines.

 

Investment strategy for investors seeking a higher level of income now or during retirement!

 

As the need for income increases during retirement, many investors will often shift assets from stocks to bonds in order to generate a higher level of income and reduce their overall level of risk. When structuring their fixed income portfolios, investors generally focus on a ladder of individual bonds with maturities ranging from 1 - 10 years. Individuals in high tax brackets generally focus on municipal bonds because they often provide a higher after-tax return.

 

However, with the recent changes in the tax laws in which dividends are only taxed at a 15% federal tax rate, RiverPoint Capital Management is encouraging investors to re-examine this strategy. With five-year municipal bonds yielding 3.2% and many “blue chip” stocks and other securities yielding 4% or more, high yielding stocks may prove a better investment.

 

A portfolio of high yielding common stocks could provide several advantages over a traditional fixed income portfolio such as higher after-tax income, a growing stream of income and capital appreciation. A fixed income portfolio provides no opportunity for income growth or appreciation if the bonds are held to maturity. In addition, purchasing power erodes annually as inflation rises.

 

Historically, many stocks have consistently grown their dividends on an annual basis at a rate in excess of inflation. As dividends grow, it is likely the stock price will appreciate providing an even higher total return to investors. In the last 60 years, almost half of the total return of the S&P 500 has come from dividends. At RiverPoint we are strongly encouraging our clients to carefully evaluate their asset allocation, and for those willing to assume some additional risk, albeit small, they should consider increasing their allocation to high yielding stocks and reduce their allocation to bonds. 

 

The following is a brief list of a few stocks with above average yields:  Altria (4%), Bank of America (4.5%), BP Amoco (3.2%), Cincinnati Financial (3%), Chevron (3.2%), Citigroup (4%), Diageo (4.5%), Energy Transfer Partners (6%), Enerplus (9%), Inergy (8%), Key Bank (4%), Merck (4.2%), New Zealand Telecom (6.5%), Unilever (4%) and US Bancorp (4%).

 

Trivia – Can you name this school?

 

Only six universities have an endowment greater than this K-12 school. The school was started in 1909 for orphans in _ _ _ _ _ _ _, Pennsylvania. Today the endowment is worth approximately $7.8 billion. Pulitzer Prize winning author, Michael D’Antonio, recently wrote a book about this unique individual who had no children. The school’s initials are MHS.                                                                                                                                                                     

Answer:  Milton Hershey School

 
 

 

 


          Market Summary

 

2/28/06

 

YTD Price Change

 

Dow Jones Industrial Average

10,993

+2.6%

Nasdaq Composite

  2,281

+3.5%

Standard & Poor’s 500 Index

  1,281

+2.6%

 

For information about RiverPoint Capital Management or to view our report archive visit us at www.riverpointcm.com.