R  I  V  E  R   P  O  I  N  T 

R  E  P  O  R  T

 

 

   July 2006

 

2006 - First Half Review

The first half of 2006 has come to a close, and many investors would say not a moment too soon as most major indices posted anemic returns.  The S&P 100 gained 2.8% while the S&P 500 gained 2.7% and the NASDAQ lost 1.1%.  Driving these disappointing results during a time of double-digit corporate earnings was fear: fear of oil spikes, fear of inflation, and fear of higher interest rates.  However, good news was soon to come.

 

July marked the beginning of the second quarter earnings season.  As of July 27th, 66% of the S&P 500 companies, as defined by market cap, reported earnings of $22.00 vs. analysts’ expectations of $21.70.  This was due to stronger than anticipated growth in many sectors. Thus far, earnings for S&P 500 corporations are up 18.8% year-over-year (15.4% excluding energy).  These earnings topped consensus by more than 5%.  In addition, the July 28th GDP report indicated that the economy was cooling off from previous stages of robust expansion.  The economy grew at a 2.5% pace, less than half of the 5.6% growth registered in the previous quarter.  This was considered good news due to investors’ hopes that a slowing economy would translate into a halt in interest rate hikes.  Since June 2004, there have been 17 straight rate increases.  At RiverPoint, we believe these increases will soon come to an end.  The next Federal Reserve meeting is to be held on August 8th.

 

Pleasant Surprises

Thus far, the second quarter has given many equity investors a reason to celebrate.  Banc of America (BAC) shareholders were pleased to find the financial giant reporting earnings of $1.22 vs. expectations of $1.10. The company also raised its dividend 12% marking 29 consecutive years of dividend increases.  The stock is currently near a 52-week high.  United Technologies (UTX) posted a 14% increase in second-quarter earnings and raised its forecast for the year, citing strong demand for its aerospace division.  UnitedHealth Group (UNH) reported earnings of $0.70 per share vs. consensus of $0.68.  Omnicom Group (OMC) is near its high, beating expectations of $1.38 by $0.04. 

 

These earnings surprises are signs that companies are adapting well to changes in the current business environment (inflation, interest rates, and higher commodity costs).  Furthermore, the fact that these increases are not shockingly high points to moderate growth in the economy.  This can be perceived as further proof of slower, yet stable growth rates in the years to come.

 

The Oil Scare

On July 14th, crude oil futures hit an all-time high of $78.71 per barrel on concerns over new and existing conflicts in the Middle East.  Prices are still above $70, as is evidenced by $3.00 a gallon gasoline.  Modern economics, however, does deliver some good news.  History dictates that a sharp rise in the price of a product, also known as a shock, results in lowered demand in the long-run for that product.  For example, if restaurants doubled the prices on their menus overnight, consumers would generally cease to go out to eat.   Lowered demand would cut into the restaurants’ profits forcing them to lower their prices.   As the cost of eating out gradually decreased, consumers would once again return, striking a balance between supply and demand.  However, there are exceptions to this rule.

 

Water, vital medications, and electricity are examples of inelastic goods (products that consumers are forced to buy no matter how high the cost).  Oil is, under certain circumstances, inelastic.  There are times when a consumer, not willing to buy more gas, will walk instead of driving or times when a family will change vacation destinations in order to drive fewer miles.  Nevertheless, walking is less of an option when a worker needs to get to his job 20 miles away. Filling up will be required no matter what the cost.  This is where $3.00 a gallon has its consequences. 

 

Discretionary income is the amount of money left over when all the required costs of living are paid out.  Already in the second half of 2006, retailers have cut their earnings guidance.  Target, Brunswick, and Wal-Mart have informed investors that earnings will be tempered.  Retail is historically vulnerable to cuts in discretionary income.  Higher oil prices are clearly beginning to take their toll on the consumer.

 

Protect Yourself

For years now, the public has been warned that identity theft is a very real problem in this country.  Thieves using credit card numbers, social security information, even bank statements, have stolen from innocent individuals with very little chance of being caught.  This vulnerability was recently highlighted when a laptop was taken from the home of a Veterans Affairs analyst in Maryland.  The data on the computer contained sensitive information on 26.5 million military personnel.  Though it was eventually retrieved, this event highlighted the fact that even the government is at risk.

 

While identity theft seems ubiquitous, there are everyday practices that can lower your chances of becoming a victim.  Shredding all documents that contain personal information is an obvious good start.  Beyond that, checking your credit report regularly can help determine if someone is abusing your finances.  Use different passwords for web sites and do not share them with anyone.  Periodically change your passwords to bolster security.  Last but not least, always log out after reviewing an account.

 

The FTC instructs consumers who suspect their data to be compromised to follow four simple steps outlined below:

 

1.       Contact the fraud department of Equifax, Experian, or TransUnion.

                              This move will require creditors to contact you before making any

                              changes to your account.

2.       Close any accounts believed or known to have been compromised.

3.       File a report with the police and submit a copy to your creditors.

4.       Inform the FTC of any known or suspected fraud.

 

It is essential to stay on guard when contacted with a request for sensitive information.  In the past year, Treasury officials have collected roughly 8,100 reports of bogus data requests from the IRS.  Promising a refund, the form requires a social security number along with the individual’s name and address.  Once these figures are collected, digital thieves are able to set up bogus credit card accounts and begin living high on the victim’s dime.  It is important to recognize the dangers involved with identity theft.  In these cases, an ounce of prevention is worth a pound of cure.

 

 

 

          Market Summary

 

7/31/06

 

YTD Price Change

 

Dow Jones Industrial Average

11,186

+4.37%

Nasdaq Composite

  2,091

 -5.16%

Standard & Poor’s 500 Index

  1,277

+2.27%

 

For information about RiverPoint Capital Management or to view our report archive visit us at www.riverpointcm.com.