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PROFESSIONALS
 Kris
M. Wickemeier, IACCP sm
Director of Compliance
krisw@riverpointcm.com
Kris is the Director of Compliance and has over 20 years of experience in the
investment advisory industry. She is responsible for monitoring the firm’s adherence to the Securities & Exchange Commission’s regulatory requirements. In the compliance
area, she establishes and audits the maintenance of RiverPoint’s
policies, procedures and internal controls.
Prior to joining RiverPoint, Kris managed the Equity Trading desk at Bahl
& Gaynor Investment Advisors where her responsibilities included
maintaining the data base and systems focused on the automation and accuracy
of the trading process. Her previous experience includes 12 years at Scudder,
Stevens & Clark, where she was Operations Manager and an Equity and Bond
Trading Specialist.
Kris previously held her Series 6 (Investment Co and Variable Contracts
Products), Series 63 (Uniform Securities Agent) and Series 7 (General
Securities Full Registration) licenses. Kris recently completed the National Regulatory
Services’ Compliance Certification Program. Since completing the coursework
and certification exam she has earned the Investment Advisor Certified
Compliance Professional (IACCP) designation — the first in Cincinnati.
Valerie
Newell
Mark
Hogan
Russell
Sims
Leon Loewenstine
Victor
Lassandro
Cathy
Ellsworth
Ryan
Brown
Pamela
Schmitt
Kirk Koppenhoefer
Stephanie
Parrish
Mary
Sawyer
Joe
Schneider
Kathryn
Class
Other
Staff
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